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Virginia · HCO inspections · 12VAC5-381-80 to -100

Virginia home care inspections: what the OLC checks, plans of correction and timelines

Applicants for a Virginia home care license are subject to inspection by the Office of Licensure and Certification, and licensed organizations are then inspected, unannounced, at least every two years. Here is what the inspector reviews, how client home visits work, and the plan of correction timeline, so an inspection is a routine day rather than a surprise.

  • Rule-verified October 1, 2026
  • Quoted from 12VAC5-381-40, -80, -90 and -100
  • And Va. Code §§ 32.1-162.9, -162.10 and -162.13
A home care administrator talks calmly with a state inspector who is reading a client record, with a CareRulebook binder and a folder labelled Plan of correction: 15 working days on the desk

Quick answer

Virginia home care organizations (HCOs) are inspected by the Virginia Department of Health’s Office of Licensure and Certification (OLC). Applicants are subject to inspection, and the license is issued once the OLC finds you comply. After that, an OLC representative makes unannounced on-site inspections as necessary, and at least every two years.

The inspector reviews records, interviews staff and contractors, may visit clients at home with their voluntary consent, and discusses the findings with the administrator at the end. If deficiencies are found, the administrator sends an acceptable plan of correction within 15 working days of receiving the report, and corrections are complete within 45 working days of the last day of the inspection.

Inspection before your license

The regulation says "The activities and services of each applicant and licensee shall be subject to an inspection by the OLC to determine if the organization is in compliance with the provisions of this chapter and state law." 12VAC5-381-40 C The Code of Virginia says the same of every applicant for a new or renewed license. Va. Code § 32.1-162.9 F

The license follows the finding: the Commissioner issues or renews it on finding that the organization complies with the law and the regulation. 12VAC5-381-20 B Wait until it is issued before serving clients; operating an unlicensed home care organization is a Class 6 felony. Va. Code § 32.1-162.15

When it happens: neither 12VAC5-381 nor the Code of Virginia sets a time for the first inspection, or says whether it is announced. The statute refers to following up on a "preoperational inspection" (§ 32.1-162.10) but gives no timing. The best place to ask is the OLC’s prelicensure consultation, which explains the regulation and the survey process and is arranged once a complete application is on file. 12VAC5-381-40 A

The license application, step by step →

Routine inspections, at least every two years

"An OLC representative shall make periodic unannounced on-site inspections of each home care organization as necessary but not less often than biennially." 12VAC5-381-80 A Within VDH, the Home Care and Hospice Unit of the Division of Acute Care Services is responsible for the state licensure and inspection of HCOs. VDH, Home Care & Hospice

The organization must permit OLC representatives to inspect for four purposes: 12VAC5-381-150 D

Purpose 1

Verify application information

What you told the OLC in your application, checked against what is in place.

Purpose 2

Determine compliance with 12VAC5-381

Every standard in the regulation, judged by the OLC according to applicable law.

Purpose 3

Review necessary records and documents

Client records, personnel files, policies and the other records the regulation asks you to keep.

Purpose 4

Investigate complaints

Complaints about alleged violations, which the OLC is responsible for investigating.

Other times the OLC may inspect

A proposed change

While the OLC evaluates a planned change that affects the terms of your license, a licensing representative may inspect the organization.

12VAC5-381-60 C

A complaint

The OLC is responsible for investigating complaints about alleged violations. Complaints can be written or oral, and anonymous.

12VAC5-381-100

Certified or accredited organizations

An organization exempt from licensure because it is Medicare certified or accredited by a CMS-recognized body may still be inspected, but only as far as needed to protect public health and safety.

Va. Code § 32.1-162.10

The statute also limits extra visits. State agencies make only the inspections they need, and no home care organization receives additional inspections until every other HCO in Virginia has been inspected, unless they follow up a preoperational inspection or violations, follow a uniformly applied risk-based schedule, investigate a complaint, or are otherwise needed to protect public health and safety. Va. Code § 32.1-162.10

What happens during an inspection

The regulation sets out the inspection in a few short sections. Here it is in order, from arrival to finished corrections. Tick steps off as you go; progress is saved in this browser only.

  1. The inspector arrives

    Any day during business hours

    Routine inspections are unannounced. The administrator or a designee must be available at all times during operating hours, on the premises or by phone, so whoever is in the office knows who to call.

    12VAC5-381-80 A; -170 D
  2. Records and information

    Make available any necessary records, and submit or make available the reports and information needed to establish compliance with the regulation and applicable law.

    12VAC5-381-80 B; -150 C
  3. Interviews

    Allow the inspector to interview your agents, employees, contractors and anyone under the organization’s control, direction or supervision.

    12VAC5-381-80 B
  4. Home visits, if the inspector asks

    As part of any inspection, the inspector may visit clients at home. You arrange the visits and explain that agreeing is voluntary.

    12VAC5-381-90
  5. Exit discussion

    After the on-site inspection, the inspector discusses the findings with the administrator or the administrator’s designee. Take notes; this is your first view of anything you will need to correct.

    12VAC5-381-80 C
  6. Inspection report, then your plan of correction

    15 working days from receipt

    If deficiencies were found, the administrator submits an acceptable plan of correction within 15 working days of receiving the inspection report.

    12VAC5-381-80 D
  7. Corrections complete

    45 working days from the last inspection day

    Corrective actions are finished no later than 45 working days from the last day of the inspection. The administrator makes sure the plan is carried out and monitored so compliance is kept up.

    12VAC5-381-80 F-G

Criminal record reports and sworn disclosure statements are confidential, but the Commissioner’s representative is one of the few people they may be shown to, so keep them where the administrator can produce them. 12VAC5-381-110 K

Client home visits and consent

"As part of any inspection, an OLC representative may conduct home visits." 12VAC5-381-90 A

The organization arranges in-home visits with clients, family members and caregivers for the OLC representative. 12VAC5-381-90 B When you ask, the regulation is specific about what you say: "The organization shall explain clearly to the client, family or caretaker that the permission for the representative's home visit is voluntary and that consent to the home visit will not affect the client's care or other health benefits." 12VAC5-381-90 C

So a client who says no is simply making a choice the rule protects. A practical tip: explain it the same way each time, and note who agreed.

The plan of correction

The organization is responsible for correcting any deficiency found during an on-site inspection. 12VAC5-381-80 A The administrator submits an acceptable plan of correction within 15 working days of receiving the inspection report, and it must contain four things: 12VAC5-381-80 D

  1. Part 1

    The corrective action, and who will do it

    A description of the corrective action or actions to be taken and the personnel to implement them.

  2. Part 2

    The expected correction date

    The date you expect each correction to be complete. Corrections must be finished within 45 working days of the last day of the inspection.

  3. Part 3

    How you will prevent a recurrence

    A description of the measures implemented to prevent the violation happening again.

  4. Part 4

    A signature

    The signature of the person responsible for the validity of the report.

DeadlineCounted fromSource
Plan of correction: 15 working daysYour receipt of the inspection report12VAC5-381-80 D
Corrections complete: 45 working daysThe last day of the inspection12VAC5-381-80 G

The two clocks start at different points. The 45 working days begin on the last day of the inspection, before the report reaches you, so every expected correction date in your plan needs to fall inside that window. Starting on the easy fixes straight after the exit discussion leaves more room for the rest.

If any item in the plan is unacceptable, the administrator is told. 12VAC5-381-80 E Once it is accepted, "The administrator shall be responsible for assuring the plan of correction is implemented and monitored so that compliance is maintained." 12VAC5-381-80 F In practice that means checking, some weeks later, that the change has held: the new form is being used, the overdue supervision visits are now on time.

The CareRulebook manual preview on a laptop

CareRulebook

A written process for every inspection

CareRulebook’s Virginia manual includes Policy 1.3, surveyor entry and survey cooperation: who receives the inspector, records and interviews, arranging home visits and explaining consent, the exit discussion, and writing, signing and monitoring the plan of correction on time.

  • 35 policies, 85 rule requirements mapped
  • Every topic in 12VAC5-381-180, the list the inspector checks against
  • Editable Word and PDF, delivered instantly
Preview your manual

$199CareRulebook founding price for the first 50 Virginia organizations, then $249. Not an OLC fee.

Complaint investigations

The OLC investigates complaints about alleged violations of the regulation and applicable law. "Complaints may be received in writing or orally and may be anonymous." 12VAC5-381-100 A-B VDH lists home care organizations among the services whose consumer complaints the OLC investigates. VDH, File a Complaint

When the investigation is complete, the licensee and the complainant, if known, are told the findings. 12VAC5-381-100 C If deficiencies were found, the same process follows as after an inspection: an acceptable plan of correction within 15 working days of receiving the complaint report, with the same four parts, and the administrator is told in writing if any item is unacceptable. 12VAC5-381-100 D-F

Your own complaint process runs alongside this. Each client gets your complaint procedures at admission, with contacts for your organization, the State Ombudsman and the OLC’s Complaint Unit; you tell a complainant the proposed resolution within 30 days; and you keep a record of every complaint from the last inspection and for at least three years. 12VAC5-381-240 B-D

If deficiencies are not corrected

The regulation’s answer to a deficiency is a plan of correction. For completeness, here is what the law allows if an organization does not comply.

  • The Commissioner may revoke or suspend a license if the licensee does not comply with the home care organization statute or the Board’s regulations. Va. Code § 32.1-162.13 A
  • An organization whose license is revoked or suspended stops operating. 12VAC5-381-130 C The Commissioner also tells the Department of Medical Assistance Services, so a Medicaid provider agreement can be ended or suspended. § 32.1-162.13 E
  • A suspension is for an indefinite time and can be lifted, fully or partly, when the Commissioner decides the public will not be put at risk. After a revocation, a new license can be issued on application once the conditions behind it are corrected. § 32.1-162.13 B, D
  • One rule is automatic: failing to keep the required liability and crime insurance or bond results in revocation. Va. Code § 32.1-162.11

Sending the plan of correction on time, and doing what it says, is how the regulation expects deficiencies to be resolved.

How to be ready

Our practical suggestions, not rule text. Each card links the rule it helps you meet. Across the OLC, inspections are carried out by health care professionals such as registered nurses and social workers, VDH OLC so expect questions about care as well as paperwork.

Know who receives the inspector

Name the person who welcomes an OLC inspector when the administrator is out, and make sure every staff member knows to contact the administrator or designee at once.

12VAC5-381-170 C-D

Client records up to date

Each personal care client has an RN-written plan of services and supervision no more than 90 days apart, and visit notes reach the record within seven working days.

12VAC5-381-360; -280 GRN supervision →

A complaint log

Every complaint and its status from receipt to resolution, kept from the date of the last inspection and for at least three years.

12VAC5-381-240 D

The license posted

The current license from the department is posted for public inspection.

12VAC5-381-150 F

Records at drop sites available

If you use drop sites, records kept there are readily available to inspection staff, and the sites can be inspected at any time.

12VAC5-381-270 B, D

A home visit script

A short, plain explanation staff can give clients and families: the OLC may ask to visit, saying yes or no is their choice, and either answer will not affect their care or other health benefits.

12VAC5-381-90 C

Want the full list of steps for your organization, including inspections? Use the free Virginia license checklist →

Myths about inspections

Does the OLC tell a Virginia HCO before a routine inspection?

No. The regulation says an OLC representative makes periodic unannounced on-site inspections, as necessary and at least every two years. The administrator or a designee must be available at all times during operating hours, so plan who receives the inspector.

"An OLC representative shall make periodic unannounced on-site inspections of each home care organization as necessary but not less often than biennially."

Must a Virginia home care client agree to an OLC home visit?

No. The organization arranges the visits, but it must explain clearly to the client, family or caretaker that permission is voluntary and that agreeing will not affect the client’s care or other health benefits.

"The organization shall explain clearly to the client, family or caretaker that the permission for the representative's home visit is voluntary and that consent to the home visit will not affect the client's care or other health benefits."

Can you start serving clients once your Virginia HCO application is in?

No. Running an unlicensed home care organization is a Class 6 felony. Apply at least 60 days before your planned opening; the Commissioner issues the license only after finding you comply, and applicants are subject to OLC inspection.

"A completed application for initial licensure must be submitted at least 60 days prior to the organization's planned opening date to allow the OLC time to process the application."

Is liability insurance optional for a Virginia HCO?

No. You need malpractice insurance, at least $1 million per occurrence of general liability, and crime insurance or a fidelity bond of at least $50,000, at all times. VDH accepts umbrella and excess liability policies toward the minimums. Letting cover lapse results in revocation of the license.

"Failure to maintain these requirements shall result in revocation of the home care organization's license."

Frequently asked questions

How often does the OLC inspect a Virginia home care organization?

An OLC representative makes periodic unannounced on-site inspections as necessary, and at least every two years (biennially). The OLC may also inspect while it evaluates a proposed change to your license, and to investigate a complaint.

Is there an inspection before a Virginia HCO license is issued?

Applicants are subject to OLC inspection, and the Commissioner issues the license on finding the organization complies with the law and the regulation. Neither 12VAC5-381 nor the Code of Virginia sets when that first inspection happens, so ask the OLC at your prelicensure consultation and do not serve clients until the license is issued.

What does the OLC inspector look at?

The regulation lets the OLC inspect to verify application information, determine compliance with 12VAC5-381, review necessary records and documents, and investigate complaints. You make the necessary records available and allow interviews with your employees, agents, contractors and anyone under your control or supervision. The inspector may also visit clients at home.

How long do I have to send a plan of correction in Virginia?

The administrator submits an acceptable plan of correction within 15 working days of receiving the inspection report. It describes the corrective action and who will carry it out, the expected correction date, the measures to prevent a recurrence, and is signed by the person responsible for the validity of the report.

When must corrections be finished?

Within 45 working days from the last day of the inspection. Note the different starting points: the 15 working days for the plan run from receipt of the report, but the 45 working days for corrections run from the last day of the inspection.

Do clients have to let the inspector visit their home?

No. You arrange the visits, but you must explain clearly to the client, family or caretaker that permission is voluntary and that agreeing will not affect the client’s care or other health benefits.

What happens after a complaint investigation?

When the investigation is complete, the licensee and the complainant, if known, are told the findings. If deficiencies were found, the administrator submits an acceptable plan of correction within 15 working days of receiving the complaint report, with the same four parts as after an inspection.

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Sources

  1. 12VAC5-381, Regulations for the Licensure of Home Care Organizations · Virginia State Board of Health (Virginia Administrative Code, law.lis.virginia.gov) · retrieved October 1, 2026
  2. Code of Virginia §§ 32.1-162.7 to 32.1-162.15, Home care organizations (incl. § 32.1-162.9:1, barrier crimes, criminal records checks and drug testing) · Virginia General Assembly (Code of Virginia, law.lis.virginia.gov) · retrieved October 1, 2026
  3. Home Care & Hospice (Division of Acute Care Services) · Virginia Department of Health, Office of Licensure and Certification · retrieved October 1, 2026
  4. Office of Licensure and Certification · Virginia Department of Health · retrieved October 1, 2026
  5. Division of Acute Care Services · Virginia Department of Health, Office of Licensure and Certification · retrieved October 1, 2026
  6. File a Complaint · Virginia Department of Health, Office of Licensure and Certification · retrieved October 1, 2026
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