| Colorado CDPHE, HCA Class B Rules checked October 2, 2026 Policies guide | Policies for running the agency Chapter 26 has the agency develop and adopt policies and procedures for its operation and administration, and names specific ones throughout, such as infection prevention and control. All staff must have access to them and know them. 6 CCR 1011-1 Ch. 26, 7.1(C)(3)6 CCR 1011-1 Ch. 26, 5.13(B)6 CCR 1011-1 Ch. 26, 5.9(A)(2) | At the initial survey CDPHE’s guidance says all required policies must be ready for review at the initial survey, before the license is issued. The fitness review before it can also look at policies. Step 66 CCR 1011-1 Ch. 2, 2.7.1(D) | Not covered in our sources | Every year Policies are reviewed annually and revised as needed. Infection prevention and control policies are evaluated at least annually, with changes documented. 6 CCR 1011-1 Ch. 26, 7.1(C)(3)6 CCR 1011-1 Ch. 26, 5.13(B) | Licensed after a zero-deficiency surveyRegulator guidance CDPHE’s guidance says it issues the license after the initial survey is completed with zero deficiencies. CDPHE links example application documents but says not to use them as templates. Step 7, License IssuedInitial Application - General Information | Full manual, Word and PDF Covers every written policy Chapter 26 and Chapter 2 require, ready for CDPHE’s initial survey. Build your Colorado manual |
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| Georgia DCH, PHCP Rules checked September 30, 2026 Policies guide | Every policy the rules mandate The governing body determines all policies and procedures. The duties to write specific policies sit in the sections of Chapter 111-8-65, such as client records. 111-8-65-.09(4)(b)111-8-65-.04 | Ready before you apply DCH’s checklist says all policies must be in place before you apply and available on request. They are open to review at the initial survey you request during the three-month provisional license, which confirms compliance with the rules, and at unannounced inspections after that. Application Checklist, p. 1Application Checklist, p. 2111-8-65-.03(k)Application Checklist, Affidavit of Compliance | A notarized affidavit of complianceRegulator guidance The application includes a notarized Affidavit of Compliance in which the owner attests that the policies the rules require have been developed. Application Checklist, Initial, item 3Application Checklist, Affidavit of Compliance | Not covered in our sources | Deficient policies can bring sanctionsRegulator guidance DCH’s affidavit says the policies are put into practice as soon as the license is approved, and that deficient policies may lead to sanctions. Application Checklist, Affidavit of Compliance | Full manual, Word and PDF Covers every written policy Chapter 111-8-65 requires, for personal care, companion and sitter, and nursing services. Build your Georgia manual |
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| Illinois IDPH, Home services agency Rules checked October 1, 2026 Policies guide | Seven policy areas, plus more The rule names seven policy areas, plus client acceptance criteria, to file with the application, from complaint resolution to employee training, and the governing body adopts all operating and administrative policies. IDPH’s form asks initial applicants for nine policies. 77 Ill. Adm. Code 245.90(a)(3)(I)77 Ill. Adm. Code 245.90(a)(5), (7), (8)Form 445104, page 877 Ill. Adm. Code 245.30(a)(3) | Filed with the application Copies go with the initial application. IDPH’s FAQ says it reviews a new application within 30 days and emails for revisions; the survey comes in the last 30 days of the provisional license. 77 Ill. Adm. Code 245.90(a)(3)(I)FAQ, process to obtain a license77 Ill. Adm. Code 245.100(a)(3) | On paper, by mailRegulator guidance IDPH’s form says it does not accept electronic submissions: the application and its attachments go by mail. The agency manager signs its affidavit with an original signature. Form 445104, page 1Form 445104, page 8 | As needed; program yearly The governing body revises policies as needed; no fixed cycle is named. The quality improvement program, which has written policies, evaluates the whole program at least once a year. 77 Ill. Adm. Code 245.30(a)(3)77 Ill. Adm. Code 245.240(a) | Manuals on hand at surveys IDPH’s survey checklist lists policy and procedure manuals among the materials to have ready. Refusing to make policies and records available at an inspection is grounds for revocation. Surveillance Nurse Visit Checklist (Home Services)77 Ill. Adm. Code 245.110(c) | Full manual, Word and PDF Covers the policies IDPH asks for with the license application and the rest of Part 245 for home services agencies, with task competency checklists. Build your Illinois manual |
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| Indiana IDOH, PSA license Rules checked October 2, 2026 Policies guide | Nine on IDOH’s formOur reading IDOH’s application form lists nine policies and procedures, each tied to a section of IC 16-27-4, from unstable health conditions to the client rights statement. By our search, the statute itself uses the word policy for only one: telling clients about cost increases. State Form 53391, Section VIII, items 1-9IC 16-27-4-12(7) | Uploaded with the applicationRegulator guidance Applications and documents go through the IDOH Gateway. IDOH’s form says all documentation, including the policies, must be received and approved before it issues a license. PSA Licensing Program page, GatewayState Form 53391, Section VIII | IDOH’s order, one per sheetRegulator guidance IDOH’s 2022 letter asks for each policy named by its statute heading, on a separate sheet, in the application’s order, under the Secretary of State name. Its form says not to send a handbook or cut and paste IC 16-27-4. Instruction letter, Policy and Procedure RequirementsState Form 53391, Section VIII | Not covered in our sources | Not all checked at firstRegulator guidance IDOH’s 2024 document says some required policies, such as TB and training, are not evaluated at initial licensure but must still be in place. IDOH asks applicants not to mix in Medicaid waiver (FSSA) policies. IDOH-HCBC/PSA-1, Procedures and ResponsibilitiesIDOH-HCBC/PSA-1, FAQs, Policy and ProceduresState Form 53391, Section VIII | Manual plus IDOH upload set The nine policies and forms IDOH asks for, in IDOH’s order, each on its own page, without the rule text, alongside the full manual. Build your Indiana manual |
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| Kansas KDHE, HHA (supportive care) Rules checked October 2, 2026 Policies guide | Policies the rules require The rule makes the policies and procedures required by K.A.R. 28-51-103, -104, -117 and -118 part of the initial application. By our count, KDHE’s Instruction Guide has 70 numbered items, about 42 of which ask for a policy. K.A.R. 28-51-101(a)(1)(C)Instruction Guide, Important (our count of the numbered items) | Uploaded for a desk reviewRegulator guidance After the fee, you upload the policies to KDHE’s file transfer system. KDHE reviews the packet and issues the license when every required document meets the requirements. Instructions, Initial Applications 2Instructions, Initial Applications 4 | Letterhead, board approval, foldersRegulator guidance KDHE’s guide asks for policies on the agency’s letterhead, clearly approved by the governing board and specific to Kansas, uploaded into its numbered folders and repeated in every section they answer. Instruction Guide, Additional HelpInstruction Guide, p. 1Instruction Guide, ImportantInstruction Guide, Instructions 3 | As needed The governing body adopts, revises and approves policies as needed; no fixed cycle is named. KDHE also asks for a policy on how policies are adopted and revised. K.A.R. 28-51-103(a)(3)KDHE Instruction Guide, Governing Body (2) | No blanks or “Not Applicable”Regulator guidance KDHE says no area may be left blank or say “See Attached” or “Not Applicable”. An uploaded file cannot be opened again, so KDHE recommends gathering every document first. Instruction Guide, Additional HelpInstruction Guide, Important | Manual plus KDHE folders A ZIP of your policies and forms arranged in the folders of KDHE’s file transfer system, with a read-me listing what you add. Build your Kansas manual |
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| Maryland OHCQ, RSA Rules checked October 2, 2026 Policies guide | 23 items in five groups COMAR 10.07.05.08B lists 23 policy items, as a minimum, in five groups: administration, personnel, patient care, informed consent, and environment and safety. Other sections add more, such as screening and complaints. COMAR 10.07.05.08B(1)COMAR 10.07.05.09A, .10A, .12G, .14C, .15D, .16A | Filed with the application Copies of the .08B policies are part of the application, and OHCQ reviews every application before licensing. COMAR 10.07.05.04A(2)(i)COMAR 10.07.05.04C | Section B: document and pagesRegulator guidance For each of the 23 items, OHCQ’s application asks for the name of the attached document and its page numbers, or N/A where you ask for a waiver. The application must be typed. Application, Section B, Policies and ProceduresApplication, Instructions | Every year The governing authority meets management at least annually to review and advise on policies, and keeps minutes. COMAR 10.07.05.08A | Waivers for items you do not need OHCQ may waive a .08B policy if you explain in writing why it is inappropriate or unnecessary for your agency, for example enteral and parenteral nutrition at an agency that offers none. COMAR 10.07.05.08B(2)Application, Section B, Waiver of a Specific Policy or Procedure | Manual plus Section B index For each of the 23 items, the policy and its pages in your PDF manual, or N/A with the waiver request text if you chose one. Build your Maryland manual |
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| Nevada HCQC, Personal care agency (PCA) Rules checked October 3, 2026 Policies guide | 13 topics at a minimum NAC 449.3974 requires written policies on staff qualifications, duties and conditions of employment covering at least 13 topics, from attendant duties to special populations. HCQC’s workbook ends with a 55-tag checklist of the policies, forms and documents it expects. NAC 449.3974NAC 449.3974(1)-(13)Workbook (12.2024), final pages | At the prelicensure survey Policies are not on HCQC’s upload list. Once the application is complete, the Division reviews policies and performs a prelicensure survey. Licensing Checklist for Personal Care Services (PCS)NAC 449.0112(1) | Not covered in our sources | As needed; infection plan yearly Policies are reviewed and revised as needed and given to staff whenever they change. The statute has the written infection control plan updated every year. NRS 449B.220(3)(c)NAC 449.3974 | Workbook predates R089-24Regulator guidance HCQC’s 12.2024 workbook, still linked as the initial inspection workbook, prints the prohibited services list from before R089-24, including medication. Workbook (12.2024), tag P0164 | Manual plus HCQC checklist index All 55 tags of HCQC’s checklist in HCQC’s order, each with the policy and pages in your PDF manual that answer it, as an aid for the prelicensure survey. Build your Nevada manual |
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| New York DOH, LHCSA Rules checked October 3, 2026 State guide | Adopted by the governing authority The governing authority adopts written policies on management, operation and care. DOH’s review tool lists the minimum policies, and there must be a policy for each service requested. 10 NYCRR 766.9(d)Review Tool Part A, pages 4 to 5Applicant Worksheet, page 1 | After PHHPC approval, before openingRegulator guidance DOH says to send the manual only after PHHPC and DOH approve the application. The regional office reviews it, then schedules a pre-opening survey. LHCSA page, noteFAQ A, Q3 | Binder, index and crosswalkRegulator guidance DOH’s guidance asks for hard copy only, in a hard-covered binder with dividers; an index with each policy’s number, regulation and review dates; a crosswalk to the regulations; Word at 12 point or more; and its applicant worksheet with the manual. Guidance, Submission item 2Guidance, Submission item 4Guidance, All submissions shouldApplicant Worksheet, page 1 | QI committee, four times a year A quality improvement committee meets at least four times a year to review the policies on care delivery and recommend changes. The Health Commerce System coverage policy is reviewed at least yearly. 10 NYCRR 766.9(l)(1)10 NYCRR 766.9(o); DAL DHCBS 25-10 | DOH directives go in tooRegulator guidance DOH’s guidance says its directives, such as Dear Administrator Letters, must be built into the policies, and the regional office scores each policy against the text of the regulations. Guidance, BackgroundReview Tool Part B, instructions | Free guide only New York guide |
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| North Carolina DHSR, Home care agency Rules checked October 1, 2026 State guide | 11 topics, plus more The governing body sets written policies on 11 topics, from scope of services to referral to other agencies; other rules add infection control, personnel, client acceptance and records. DHSR’s checklist lists 32 policy items. 10A NCAC 13J .1001(a)10A NCAC 13J .1001(a)(1)-(11)10A NCAC 13J .1003(a)10A NCAC 13J .1003(d)10A NCAC 13J .110110A NCAC 13J .1401(a)Initial Survey Checklist, pp. 1-2 | Sent for the initial surveyRegulator guidance After confirming receipt of your application and fee, DHSR emails you to request your policies, procedures and personnel documents. The initial survey is a review of what you send. Requirements for Establishing a Home Care Agency | Not covered in our sources | Every year, in the evaluation The annual evaluation of the total operation includes a policy and administration review, used to revise policies as necessary. Sample client records are reviewed every 90 days. 10A NCAC 13J .1004(b)-(c)10A NCAC 13J .1004(a), (d) | A sample and an assuranceRegulator guidance DHSR treats the policies you submit as a sample of those needed to run the agency, and as an assurance of compliance. A new site adopts the existing site’s policies by letter. FAQ 15FAQ 14-15Requirements for Adding an Additional Home Care Site | Full manual, Word and PDF Covers DHSR’s initial survey checklist, mapped to 10A NCAC 13J. Build your North Carolina manual |
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| Ohio ODH, Nonmedical HHS Rules checked September 30, 2026 State guide | One named policy for the license The ODH license rules name one written policy, on criminal records checks, plus any policies related to your services, if applicable. If you seek ODA certification to serve Medicaid waiver clients (such as PASSPORT), ODA’s rules add more, such as an incident documentation policy and conduct standards for staff. OAC 3701-60-03(B)(3)(g)OAC 3701-60-03(B)(3)(d)OAC 173-39-02(A)(7)OAC 173-39-02(B)(8), (C)(1)(c) | One policy with the application A copy of the criminal records check policy goes with the application, with any policies related to your services. OAC 3701-60-03(B)(3)(g)OAC 3701-60-03(B)(3)(d) | Not covered in our sources | Not covered in our sources | Medicaid certification adds policies ODA-certified providers of personal care keep written policies on job descriptions and aide qualification records, and give reviewers access to policies for every unit billed. OAC 173-39-02.11(C)(5)OAC 173-39-02(B)(10)(c) | Free guide only Ohio guide |
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| South Carolina DPH, IHCP Rules checked October 2, 2026 Policies guide | One for each section of the rule Written policies addressing each section of R.60-122 on client care and operations, followed in practice and accessible to staff at all times. The policy section is a Class II standard. R.60-122 §301R.60-122 §301.A | Drug testing policy with the application The random drug testing policies go with the initial application, and DPH’s form also asks for them with renewals. Our sources do not say how DPH checks the other policies before licensing. R.60-122 §103.FForm 1307, Additional DocumentsR.60-122 §103.B | Not covered in our sources | At least every two years The provider sets a review period of no more than two years for all policies, and each review is documented and signed by the administrator. R.60-122 §301.B | New since May 22, 2026 The 2026 rewrite replaced the regulation in its entirety. The 2014 rule it replaced had no general written-policy duty. Document No. 5407, InstructionsS.C. Code of Regulations, Chapter 60, R.60-122 history (pre-2026 compilation) | Manual plus DPH drug testing policy Your random drug testing policy on its own, with its logs and record forms, to attach to DPH’s application form 1307. Build your South Carolina manual |
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| Tennessee TDMHSAS, PSSA Rules checked October 2, 2026 Policies guide | 17 items and 8 personnel topics The agency runs under written policies, including at least the 17 items in 0940-05-38-.06(1), and written personnel policies on at least 8 topics. 0940-05-38-.05(2)0940-05-38-.06(1)0940-05-38-.07(2) | Electronic desk audit TDMHSAS says the initial inspection is an electronic desk audit covering “certain policies and procedures”, which it does not list. Deficiencies must be corrected before a license is issued. Step 5What does an Initial Inspection cover?0940-05-02-.06(5)(b) | Not covered in our sources | Not covered in our sources | Cited only on rule-based policiesRegulator guidance TDMHSAS says an agency should only be cited for policy rules in its administrative rules. For caregivers who give medication after approved training, it asks for a Medication Safety Policy. Slide 38Slide 22 | Full manual, Word and PDF Covers the 17 policy items and 8 personnel topics in TDMHSAS’s rules, with a crosswalk of both lists for the electronic desk audit. Build your Tennessee manual |
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| Texas HHSC, HCSSA (PAS) Rules checked September 30, 2026 Policies guide | No single list HHSC does not keep a list of required policies. The duties are spread through Chapter 558, from operating hours to infection control. FAQ p. 426 TAC §558.210(a)26 TAC §558.285 | At the initial survey, after licensing All policies the chapter requires must be ready when the surveyor arrives for the initial survey, which a PAS agency requests after serving its first client. 26 TAC §558.521(d)26 TAC §558.521(a)26 TAC §558.521(b)(1) | Not covered in our sources | Every year, in the QAPI evaluation The QAPI program’s annual evaluation of the total operation is used to correct problems and, if necessary, to revise policies. The emergency preparedness and response plan also gets an internal review at least annually and after each actual emergency. 26 TAC §558.287(a)(1)(B)26 TAC §558.256(j) | Follow what your policy saysRegulator guidance HHSC’s FAQ says that if your policy promises more than the rule, such as a copy of each driver’s license in personnel files, you must do what it says. FAQ p. 13 | Full manual, Word and PDF Mapped to 26 TAC Chapter 558. Build your Texas manual |
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| Virginia OLC, HCO Rules checked October 1, 2026 Policies guide | Topics in four groups Policies approved by the governing body cover at least 18 administrative and operational topics, 6 financial, 7 personnel and 4 admission and discharge topics. 12VAC5-381-180 A, C-F | Not stated before licensing Applicants are subject to OLC inspection, and a license is issued on a finding of compliance. Our sources do not say whether OLC reviews policies before the first license. 12VAC5-381-40 C12VAC5-381-20 B | Approved by the governing body The rule requires written policies approved by the governing body, which reviews and approves them every year. 12VAC5-381-180 A, C-F12VAC5-381-160 C-D | Every year All policies are reviewed at least annually, with recommended changes going to the governing body for approval. 12VAC5-381-180 B12VAC5-381-160 C-D | A withdrawn draft would have changed it A draft rewrite would have moved the policy review from every year to every two years. Town Hall shows that proposed stage was withdrawn on April 7, 2022, so the yearly review stands. Stage 9512 Agency Background Document, Substance, Section 180Town Hall, action 5352, stage 9512 (archived copy)12VAC5-381-180 B | Full manual, Word and PDF Covers every policy topic in 12VAC5-381-180 and the rest of 12VAC5-381. Build your Virginia manual |
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| Washington DOH, In-home services license (home care) Rules checked October 2, 2026 Policies guide | A manual of the required policies The policies the rules require make up a manual that must clearly demonstrate compliance with the chapter. DOH’s surveyors use a 60-tag policy and procedure checklist (DOH 505-141). WAC 246-335-320(2)(g)DOH 505-109 (April 2026), Policies and ProceduresDOH 505-141 | Approved before licensingRegulator guidance You do not send the manual with the application; DOH’s survey office asks for it later. DOH reviews and approves it before the license, and the initial survey focuses on it. DOH 505-109 (April 2026), Policies and ProceduresSurvey Program page | No Medicare references The rule bars references to federal Medicare requirements in home care policies. DOH’s checklist has a line for the date the policies were last reviewed and a signature line for the administrator. WAC 246-335-320(2)(g)(i)DOH 505-141, page 1 | Kept current; infection control yearly The plan of operation is updated as practice, services and laws change. A documented yearly review of infection control guidance updates training and policies as necessary. WAC 246-335-415(12)WAC 246-335-425(12)(f) | Not the WAC copied outRegulator guidance DOH says policies may not be the WAC or RCW copied word for word. It says applicants may write the policies themselves, buy generic manuals or hire consultants, and asks that documents made with AI tools or templates be reviewed thoroughly before submission. Survey Program page, Policies and proceduresDOH 505-109 (April 2026), Policies and ProceduresDOH 505-109 (April 2026), Use of Artificial Intelligence | Manual plus DOH review copy Every policy and form with your agency’s details and choices, the rules cited but not quoted, to send when DOH asks for your policies. Build your Washington manual |
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